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Soil consolidation refers to the mechanical process by which soil changes volume gradually in response to a change in pressure. This happens because soil is a two-phase material, comprising soil grains and pore fluid, usually groundwater. When soil saturated with water is subjected to an increase in pressure, the high volumetric stiffness of water compared to the soil matrix means that the water initially absorbs all the change in pressure without changing volume, creating excess pore water pressure. As water diffuses away from regions of high pressure due to seepage, the soil matrix gradually takes up the pressure change and shrinks in volume. The theoretical framework of consolidation is therefore closely related to the diffusion equation, the concept of effective stress, and hydraulic conductivity.
In the narrow sense, "consolidation" refers strictly to this delayed volumetric response to pressure change due to gradual movement of water. Some publications also use "consolidation" in the broad sense, to refer to any process by which soil changes volume due to a change in applied pressure. This broader definition encompasses the overall concept of soil compaction, subsidence, and heave. Some types of soil, mainly those rich in organic matter, show significant creep, whereby the soil changes volume slowly at constant effective stress over a longer time-scale than consolidation due to the diffusion of water. To distinguish between the two mechanisms, "primary consolidation" refers to consolidation due to dissipation of excess water pressure, while "secondary consolidation" refers to the creep process.
The effects of consolidation are most conspicuous where a building sits over a layer of soil with low stiffness and low permeability, such as marine clay, leading to large settlement over many years. Types of construction project where consolidation often poses technical risk include land reclamation, the construction of embankments, and tunnel and basement excavation in clay.
Geotechnical engineers use oedometers to quantify the effects of consolidation. In an oedometer test, a series of known pressures are applied to a thin disc of soil sample, and the change of sample thickness with time is recorded. This allows the consolidation characteristics of the soil to be quantified in terms of the coefficient of consolidation () and hydraulic conductivity ().
History and terminology
According to the "father of soil mechanics", Karl von Terzaghi, consolidation is "any process which involves a decrease in water content of saturated soil without replacement of water by air". More generally, consolidation refers to the process by which soils change volume in response to a change in pressure, encompassing both compaction and swelling.
Magnitude of volume change
Consolidation is the process in which reduction in volume takes place by the gradual expulsion or absorption of water under long-term static loads.
When stress is applied to a soil, it causes the soil particles to pack together more tightly. When this occurs in a soil that is saturated with water, water will be squeezed out of the soil. The magnitude of consolidation can be predicted by many different methods. In the classical method developed by Terzaghi, soils are tested with an oedometer test to determine their compressibility. In most theoretical formulations, a logarithmic relationship is assumed between the volume of the soil sample and the effective stress carried by the soil particles. The constant of proportionality (change in void ratio per order of magnitude change in effective stress) is known as the compression index, given the symbol when calculated in natural logarithm and when calculated in base-10 logarithm.
This can be expressed in the following equation, which is used to estimate the volume change of a soil layer:
- δc is the settlement due to consolidation.
- Cc is the compression index.
- e0 is the initial void ratio.
- H is the height of the compressible soil.
- σzf is the final vertical stress.
- σz0 is the initial vertical stress.
When stress is removed from a consolidated soil, the soil will rebound, regaining some of the volume it had lost in the consolidation process. If the stress is reapplied, the soil will consolidate again along a recompression curve, defined by the recompression index. The gradient of the swelling and recompression lines on a plot of void ratio against the logarithm of effective stress often idealised to take the same value, known as the "swelling index" (given the symbol when calculated in natural logarithm and when calculated in base-10 logarithm).
Cc can be replaced by Cr (the recompression index) for use in overconsolidated soils where the final effective stress is less than the preconsolidation stress. When the final effective stress is greater than the preconsolidation stress, the two equations must be used in combination to model both the recompression portion and the virgin compression portion of the consolidation processes, as follows,
where σzc is the preconsolidation stress of the soil.
This method assumes consolidation occurs in only one-dimension. Laboratory data is used to construct a plot of strain or void ratio versus effective stress where the effective stress axis is on a logarithmic scale. The plot's slope is the compression index or recompression index. The equation for consolidation settlement of a normally consolidated soil can then be determined to be:
The soil which had its load removed is considered to be "overconsolidated". This is the case for soils that have previously had glaciers on them. The highest stress that it has been subjected to is termed the "preconsolidation stress". The "over-consolidation ratio" (OCR) is defined as the highest stress experienced divided by the current stress. A soil that is currently experiencing its highest stress is said to be "normally consolidated" and has an OCR of one. A soil could be considered "underconsolidated" or "unconsolidated" immediately after a new load is applied but before the excess pore water pressure has dissipated. Occasionally, soil strata form by natural deposition in rivers and seas may exist in an exceptionally low density that is impossible to achieve in an oedometer; this process is known as "intrinsic consolidation".
The process of consolidation is often explained with an idealized system composed of a spring, a container with a hole in its cover, and water. In this system, the spring represents the compressibility or the structure of the soil itself, and the water which fills the container represents the pore water in the soil.
- The container is completely filled with water, and the hole is closed. (Fully saturated soil)
- A load is applied onto the cover, while the hole is still unopened. At this stage, only the water resists the applied load. (Development of excess pore water pressure)
- As soon as the hole is opened, water starts to drain out through the hole and the spring shortens. (Drainage of excess pore water pressure)
- After some time, the drainage of water no longer occurs. Now, the spring alone resists the applied load. (Full dissipation of excess pore water pressure. End of consolidation)
Analytical formulation of consolidation rate
The time for consolidation to occur can be predicted. Sometimes consolidation can take years. This is especially true in saturated clays because their hydraulic conductivity is extremely low, and this causes the water to take an exceptionally long time to drain out of the soil. While drainage is occurring, the pore water pressure is greater than normal because it is carrying part of the applied stress (as opposed to the soil particles).
Where Tv is the time factor.
Hdr is the average longest drain path during consolidation.
t is the time at measurement
Cv is defined as the coefficient of consolidation found using the log method with
or the root method with
t50 time to 50% deformation (consolidation) and t95 is 95%
Where T95=1.129 T50=0.197
The theoretical formulation above assumes that time-dependent volume change of a soil unit only depends on changes in effective stress due to the gradual restoration of steady-state pore water pressure. This is the case for most types of sand and clay with low amounts of organic material. However, in soils with a high amount of organic material such as peat, the phenomenon of creep also occurs, whereby the soil changes volume gradually at constant effective stress. Soil creep is typically caused by viscous behavior of the clay-water system and compression of organic matter.
This process of creep is sometimes known as "secondary consolidation" or "secondary compression" because it also involves gradual change of soil volume in response to an application of load; the designation "secondary" distinguishes it from "primary consolidation", which refers to volume change due to dissipation of excess pore water pressure. Creep typically takes place over a longer time-scale than (primary) consolidation, such that even after the restoration of hydrostatic pressure some compression of soil takes place at slow rate.
Analytically, the rate of creep is assumed to decay exponentially with time since application of load, giving the formula:
Where H0 is the height of the consolidating medium
e0 is the initial void ratio
Ca is the secondary compression index
t is the length of time after consolidation considered
t95 is the length of time for achieving 95% consolidation
- Schofield, Andrew Noel; Wroth, Peter (1968). Critical State Soil Mechanics. McGraw-Hill. ISBN 9780641940484.
- Lambe, T. William; Whitman, Robert V. (1969). Soil mechanics. Wiley.
- Chan, Deryck Y.K. (2016). Base slab heave in over-consolidated clay (MRes thesis). University of Cambridge.
- Burland, J. B. (1990-09-01). "On the compressibility and shear strength of natural clays". Géotechnique. 40 (3): 329–378. doi:10.1680/geot.19126.96.36.1999. ISSN 0016-8505.